Investment Fraud

Navigating the Mutual Fund Maze, Part 1: What Is a Mutual Fund?

By: Sanford Heisler Sharp McKnight, LLP | March 1, 2023 | 401(k) Mismanagement, Investment Fraud

In Brief Mutual funds pool money from multiple investors to invest in diversified portfolios of stocks, bonds, or other assets. While they are widely used in retirement accounts and personal investing, many individuals do not fully understand how they operate, what risks they carry, or how fees and management decisions affect performance.   For many […]

Investors Have Rights to Recover Attorney’s Fees In California

By: Sanford Heisler Sharp McKnight, LLP | November 3, 2022 | Investment Fraud

FINRA Arbitration Suffers Reputational Setback in Suit That Highlights Unfair Expungement System

By: Sanford Heisler Sharp McKnight, LLP | May 23, 2022 | Investment Fraud

Third-Party Enforcement of Cryptocurrency Markets

By: Sanford Heisler Sharp McKnight, LLP | March 17, 2022 | Investment Fraud, Whistleblower Law

The Various Places Where Excessive Fees May Be Hidden in Your 401(k) Plan

By: Sanford Heisler Sharp McKnight, LLP | June 25, 2021 | 401(k) Mismanagement, Investment Fraud

Should Your 401(k) Plan Invest in Private Equity?

By: Sanford Heisler Sharp McKnight, LLP | November 13, 2020 | 401(k) Mismanagement, Investment Fraud

401(k) Participants Can Be Prime Targets of Cross-Selling Efforts

By: Sanford Heisler Sharp McKnight, LLP | June 8, 2020 | 401(k) Mismanagement, Investment Fraud

Understanding 401(K) Documents: The Annual Fee Disclosure

By: Sanford Heisler Sharp McKnight, LLP | June 1, 2020 | 401(k) Mismanagement, Civil Litigation, Investment Fraud

Now is a Good Time to Judge Your Company’s Management of Its 401(k) Plan

By: Sanford Heisler Sharp McKnight, LLP | May 7, 2020 | 401(k) Mismanagement, Investment Fraud

S.E.C. Regulates Initial Coin Offerings

By: Sanford Heisler Sharp McKnight, LLP | February 24, 2020 | 401(k) Mismanagement, Investment Fraud

“Crypto crime”—that is, a crime involving cryptocurrencies and other digital assets, including fraud and hacking—has cost investors approximately $4.3 billion in 2019 alone.[1] That number may rise as cryptocurrencies become more popular and accessible to the public. If cryptocurrencies and other digital assets are unregulated, companies and individuals can continue to prey on unsuspecting investors and […]

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